A-21299-63765 - PERM Database Case Detail

PERM Case A-21299-63765

Certified Decision Date: May 23, 2022

Legal Business Name

UBS SECURITIES LLC

Trade Name/DBA

N/A

Address

677 WASHINGTON BOULEVARD
STAMFORD, CT None

Job Title

Director, Equity Derivatives Trading

Worksite Location

NoneNEW YORK

Case Number

A-21299-63765

Case Received Date

November 03, 2021

Fiscal Year

2022

Source File

PERM_Disclosure_Data_FY2022_Q4.xlsx

Record Created

September 22, 2025 2:13 AM

Last Updated

September 22, 2025 2:13 AM