A-20020-08835 - PERM Database Case Detail

PERM Case A-20020-08835

Certified-Expired Decision Date: November 03, 2020

Legal Business Name

UBS SECURITIES LLC

Trade Name/DBA

N/A

Address

677 WASHINGTON BOULEVARD
STAMFORD, CT None

Job Title

Associate Director, Investment Banker Financial Institutions Group

Worksite Location

NoneNEW YORK

Case Number

A-20020-08835

Case Received Date

May 12, 2020

Fiscal Year

2021

Source File

PERM_Disclosure_Data_FY2021.xlsx

Record Created

September 22, 2025 2:33 AM

Last Updated

September 22, 2025 2:33 AM