A-19351-96474 - PERM Database Case Detail

PERM Case A-19351-96474

Certified-Expired Decision Date: October 07, 2020

Legal Business Name

UBS SECURITIES LLC

Trade Name/DBA

N/A

Address

677 WASHINGTON BOULEVARD
STAMFORD, CT None

Job Title

Associate Director, ALM Trader

Worksite Location

NoneNEW YORK

Case Number

A-19351-96474

Case Received Date

April 28, 2020

Fiscal Year

2021

Source File

PERM_Disclosure_Data_FY2021.xlsx

Record Created

September 22, 2025 2:30 AM

Last Updated

September 22, 2025 2:30 AM