A-19162-16462 - PERM Database Case Detail

PERM Case A-19162-16462

Certified-Expired Decision Date: October 22, 2019

Legal Business Name

UBS SECURITIES LLC

Trade Name/DBA

N/A

Address

677 WASHINGTON BOULEVARD
STAMFORD, CT None

Job Title

Director, Options Trader, Lightly Structured IR

Worksite Location

NoneNEW YORK

Case Number

A-19162-16462

Case Received Date

August 21, 2019

Fiscal Year

2020

Source File

PERM_Disclosure_Data_FY2020.xlsx

Record Created

September 22, 2025 3:28 AM

Last Updated

September 22, 2025 3:28 AM