A-14135-69837 - PERM Database Case Detail

PERM Case A-14135-69837

Certified-Expired Decision Date: November 17, 2014

Legal Business Name

UBS SECURITIES LLC

Trade Name/DBA

N/A

Address

677 WASHINGTON BOULEVARD
STAMFORD, CT None

Case Number

A-14135-69837

Case Received Date

June 03, 2014

Fiscal Year

2015

Source File

PERM_Disclosure_Data_FY15_Q4.xlsx

Record Created

September 22, 2025 7:15 AM

Last Updated

September 22, 2025 7:15 AM